Authorised or registered institutions, persons and products
These companies, persons and products have a licence and are permitted to operate on the financial market.
Getting authorised
- Authorisation
- Types of authorisation
- Banks and securities firms
- Insurers
- Insurance intermediaries
- Asset management
- Portfolio managers and trustees
- Supervisory organisations
- Representative offices of financial institutions based outside Switzerland under FinIA
- Self-regulatory organisations (SROs)
- Financial market infrastructures and foreign market participants
- Rating agencies
- Registration body
- Ombudsmen for financial service providers
- Reviewing body for prospectuses
- FinTech
Authorised or registered institutions, persons and products
These companies, persons and products have a licence and are permitted to operate on the financial market.
These companies are not authorised and may be engaging in financial market activity without the requisite licence.
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