FIPS Compliance vs. Validation: Understanding the Difference for Robust Protection (2024)

FIPS Compliance vs. Validation: Understanding the Difference for Robust Protection (1)

Standards and regulations play a crucial role in data security, helping to ensure the integrity and protection of sensitive information. One standard is the Federal Information Processing Standards (FIPS), which has become a cornerstone for security requirements in both government and private sectors, especially in situations where advanced security requirements are mandated by compliance obligations, like CMMC and ITAR.

But what is FIPS, why is it important, and what is the difference between being FIPS compliant and FIPS validated?

What is FIPS?

FIPS is a set of standards developed by the National Institute of Standards and Technology (NIST), a non-regulatory agency of the U.S. Department of Commerce. These standards establish uniform guidelines for information systems and data security within federal agencies and their contractors.
FIPS standards cover a wide range of areas, including encryption algorithms, key management, authentication, and secure network protocols. Compliance with FIPS is often required for information systems that handle sensitive and classified information.

What is FIPS Compliance?

When a product, system, or solution is referred to as "FIPS compliant," it means that it adheres to the guidelines and requirements outlined in the relevant FIPS standard. This involves implementing the specified security controls and practices outlined in the applicable FIPS document.

For example, a FIPS-compliant cryptographic module would follow the cryptographic algorithms and key management practices as defined in FIPS 140-2, a widely recognized standard for cryptographic module security. FIPS compliance is self-declared by the organization responsible for the product, and it is typically accompanied by documentation detailing how the FIPS requirements are met.

What is FIPS Validation?

On the other hand, FIPS validation involves a more rigorous and formal process. In the context of cryptographic modules, a FIPS validation is a third-party assessment performed by a NIST-accredited Cryptographic Module Validation Program (CMVP) laboratory. This evaluation ensures that the cryptographic module meets the security requirements specified in the relevant FIPS standard.

The validation process includes a comprehensive review of the module's design, implementation, and functionality, as well as extensive testing to verify its security features. Only after successful completion of this evaluation can a product be officially recognized as "FIPS-validated." The validation process provides an extra layer of assurance, since it’s conducted by independent experts to verify that the cryptographic module adheres to the stringent security requirements specified in FIPS standards.

Key Differences Between FIPS Compliance and FIPS Validation

Self-Declaration vs. Third-Party Evaluation

FIPS compliance relies on self-declaration by the organization responsible for the product, whereas FIPS validation involves a third-party evaluation by a NIST-accredited laboratory.

Level of Assurance

FIPS validation provides a higher level of assurance as it involves a more thorough and independent assessment of the product's security features, whereas FIPS compliance relies on the organization's adherence to the stated guidelines.

Official Recognition

Only products that have undergone successful third-party validation can officially claim to be "FIPS-validated."

Virtru’s Data-Centric Security Solutions are FIPS Validated

Overall, FIPS plays a crucial role in shaping the security landscape. Understanding the distinction between FIPS compliance and FIPS validation is essential for organizations seeking to ensure the security of their data. While FIPS compliance is a valuable step, FIPS validation offers a higher level of confidence through a formal and independent assessment process.

That is why Virtru is proud to offer FIPS validated data-centric security solutions, like Virtru for Gmail, Virtru for Microsoft Outlook, and Virtru Secure Share. Virtru's FIPS 140-2 validation signifies not only our dedication to adhering to the stringent security requirements outlined in FIPS standards but also our commitment to providing our customers with a level of assurance that goes beyond mere compliance. By choosing Virtru’s data-centric security solutions, organizations can trust the robustness of our data security measures, backed by an official recognition that underscores the effectiveness and integrity of our cryptographic module.

To learn more about how Virtru's FIPS validated solutions can help you meet advanced security and compliance requirements, contact our team for a demo.

FIPS Compliance vs. Validation: Understanding the Difference for Robust Protection (2)

Cindy Koller

Cindy is a Senior Product Marketing Manager executing integrated B2B marketing campaigns for Virtru. She has over 15 years of experience articulating SaaS solutions to mass audiences, with a penchant for visual storytelling.

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FIPS Compliance vs. Validation: Understanding the Difference for Robust Protection (2024)

FAQs

FIPS Compliance vs. Validation: Understanding the Difference for Robust Protection? ›

FIPS compliance

FIPS compliance
The Federal Information Processing Standard Publication 140-2, (FIPS PUB 140-2), is a U.S. government computer security standard used to approve cryptographic modules. The title is Security Requirements for Cryptographic Modules. Initial publication was on May 25, 2001, and was last updated December 3, 2002.
https://en.wikipedia.org › wiki › FIPS_140-2
relies on self-declaration by the organization responsible for the product, whereas FIPS validation involves a third-party evaluation by a NIST-accredited laboratory.

How to validate FIPS 140-2 compliance? ›

To pass, vendors must:
  1. Document all cryptographic methods and algorithms implemented against the FIPS 140-2 standard. ...
  2. Participate in the NIST Cryptographic Algorithm Validation Program (CAVP) where an independent NIST-approved lab tests and evaluates the algorithms implemented in the vendor's code.
Mar 20, 2024

What is the FIPS compliance process? ›

FIPS compliance means a product meets all the necessary security requirements established by the U.S. government for protecting sensitive information. To be FIPS-compliant, a product must adhere to rigid standards, pass rigorous testing, and be certified by NIST.

Should I enable FIPS compliance? ›

Windows has a hidden setting that will enable only government-certified "FIPS-compliant" encryption. It may sound like a way to boost your PC's security, but it isn't. You shouldn't enable this setting unless you work in government or need to test how software will behave on government PCs.

How long does FIPS validation take? ›

How long does the process take? Typically, a validation can take between three months to a year or more.

What is the difference between FIPS validation and compliance? ›

FIPS Validation means a product has undergone and passed detailed conformance testing at an accredited national laboratory. FIPS Compliance means that different components of a product have received FIPS validation, but the product in its entirety has not passed testing or has not been tested at all.

Is FIPS 140-2 outdated? ›

The U.S. federal government's transition to the FIPS 140-3 cryptography standard has begun, with NIST announcing that all FIPS 140-2 certificates will be retired in September 2026.

Why we're not recommending FIPS mode anymore? ›

There's multiple reasons, but one is that the . NET framework that most Microsoft applications are coded in supplies both FIPS and non-FIPS versions of the same cryptographic algorithms. The non-FIPS versions have been available much longer (and so are used more widely) and are usually much faster.

What are the benefits of FIPS compliance? ›

Enhances data protection: FIPS sets high standards, which are necessary to protect data. Federal government agencies store, use and share large amounts of sensitive information across different devices and systems, and it's only reasonable to put the best possible security measures in place.

Who needs to be FIPS 140-2 compliant? ›

Federal departments and agencies that operate cryptographic modules or have contracts to have the modules operated for them must have the modules they use pass tests for these requirements. FIPS 140 outlines four levels of security. As the levels increase, they are not necessarily building on top of the previous.

How do you check if FIPS is enabled or not? ›

Check the status of IPsec running in FIPS mode for your operating system.
  1. For Red Hat Linux, run the following command: ipsec status | grep fips. Your output might resemble the following text if FIPS is enabled: 000 fips mode=enabled;
  2. For Ubuntu, run the following command: ipsec statusall | grep -i fips.

Who certifies FIPS? ›

During the certification process, all file transfer software and server applications are rigorously tested to ensure they meet the FIPS standard. A NIST approved lab will test the system to ensure its certification. This process generally takes around 6 – 9 months.

Is FIPS the same as NIST? ›

Definitions: A standard for adoption and use by federal departments and agencies that has been developed within the Information Technology Laboratory and published by NIST, a part of the U.S. Department of Commerce.

How do I verify FIPS mode? ›

To verify FIPS mode:
  1. $ fips-mode-setup --check FIPS mode is enabled.
  2. $ sysctl crypto.fips_enabled crypto.fips_enabled = 1.
  3. $ cat /proc/sys/crypto/fips_enabled 1.

What is FIPS 140 Level 2 compliance? ›

FIPS 140-2 Standard explained

FIPS 140-2 is the current industry standard. FIPS 140-2 provides regulations for physical tamper-resistance, role-based authentication, and physical and logical separation of interfaces through which “critical security parameters” pass.

Is AES 256 FIPS 140-2 Validated? ›

AES encryption is compliant with FIPS 140-2. It's a symmetric encryption algorithm that uses cryptographic key lengths of 128, 192, and 256 bits to encrypt and decrypt a module's sensitive information. AES algorithms are notoriously difficult to crack, with longer key lengths offering additional protection.

What is FIPS 140-2 validated HSM? ›

(Federal Information Processing Standard) FIPS 140-2 Level 3 certified HSMs are designed to prevent physical tampering with tamper-evident seals, intrusion sensors, and self-destruct mechanisms. These devices meet the requirements of Level 3 of the FIPS 140-2 standard.

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