PRA approval process | A Guide to the Paperwork Reduction Act (2024)

Plan ahead for PRA

Most agencies estimate six to nine months for PRA clearance from agency development to OIRA’s decision. By law, this process in most cases includes at least three months of public comment.

However, you don’t need to extend your project timeline for PRA! You can start the 60-day comment period in the Federal Register and consider public comments while simultaneously developing the more detailed request for OMB review.

PRA approval does take time, but it doesn’t have to all be done at the very end. Please note that if you are dealing with a collection of information stemming from a proposed rule the process is slightly different.

Process overview for standard clearance

Steps

Who is involved?

Agency

Public

OMB

Step 1

Agency develops the information request. Your agency may have an internal approval process at this stage

Who is involved?

AgencyPRA approval process | A Guide to the Paperwork Reduction Act (1)

Public

OMB

Step 2

Agency publishes 60-day notice to the Federal Register for comment

Who is involved?

AgencyPRA approval process | A Guide to the Paperwork Reduction Act (2)

PublicPRA approval process | A Guide to the Paperwork Reduction Act (3)

OMB

Step 3

Agency considers the public comment on the notice, and makes changes, if applicable

Who is involved?

AgencyPRA approval process | A Guide to the Paperwork Reduction Act (4)

Public

OMB

Step 4

Agency publishes 30-day notice to the Federal Register for public comment and concurrently submits final package to OMB for review

Who is involved?

AgencyPRA approval process | A Guide to the Paperwork Reduction Act (5)

PublicPRA approval process | A Guide to the Paperwork Reduction Act (6)

OMBPRA approval process | A Guide to the Paperwork Reduction Act (7)

Step 5

OMB reviews and engages the agency on any questions/comment, then issues a decision

Who is involved?

Agency

Public

OMBPRA approval process | A Guide to the Paperwork Reduction Act (8)

Develop the information collection request within your agency

If your collection needs PRA clearance, it’s time to put together the basics of the information collection request (ICR). This first request won’t be reviewed by OMB, but it will require a Federal Register Notice for the public to review and comment on.

The Notice should include details about:

  • What information is being collected
  • Who you’re collecting it from
  • Why you’re collecting it
  • What is the estimated burden cost, i.e., the time (in hours), financial considerations, and paperwork needed for the collection
  • How will the information be used once you’ve collected it

This information helps the public understand your collection during the comment period. It will be important in writing a strong supporting statement when requesting approval from OMB.

Issue a 60-day request for comment in the Federal Register

Since you’ll be collecting information from the public, the PRA makes sure they have time to ask questions and offer comments or ideas. Your notice needs to have enough detail for the public to consider these questions:

  • Do they feel collecting this information is necessary?
  • Does the burden estimate seem accurate and justified, and could it be lower?
  • How will you make sure the information collected is high quality, clear, and useful?

Consider the public comments on the notice

Reviewing comments from the public is an excellent way to understand how the people actually responding to your information collection feel about it. Review and consideration of public comments is essential and allows you to adjust and improve therequest before submitting the collection to OMB for review. Part of the review involves a summary of public comments, and if you made any changes based on them.

Issue a 30-day notice to the Federal Register

The 30-day Federal Register notice lets the public know you’ve submitted the collection to OMB and that OMB is reviewing it. It includes all the information from the 60 day notice and any changes you have made from public comments. If the public has further comments, they’re sent to OMB directly instead of the agency.

Submit request to OMB for review

With your agency, you’ll submit an Information Clearance Request (ICR) package to OMB for review. ICR’s are submitted to OMB through a system called ROCIS. The ICR package submitted into ROCIS contains:

  • Supporting Statement and other supporting documentation.
  • The instruments of the collection (copies of the forms, surveys, recordkeeping requirements, etc.).
  • A summary of any public comments, and the agency’s response(s).
  • Details about the 60-day and 30-day Federal Register notices, including date, page, expected or actual publishing date, and the full text of the 30-day notice.
  • A copy of the relevant statute and regulation mandating or authorizing the collection of information.
  • Guides or instructions for interviewers.
  • Explanatory material to be given to prospective respondents, and follow-up material to be given to members of the public who do not respond.

OMB review timeline and process

OMB typically reviews ICR packages within sixty days, from the date of submission or publication of the 30-day Federal Register notice (whichever is later), but can take longer in some circ*mstances.

During this time, your ICR package should be reviewed by an OIRA desk officer. The desk officer will look at how the collection’s supporting statement and documentation meet the standards of the PRA.

PRA approval process | A Guide to the Paperwork Reduction Act (2024)

FAQs

How long does PRA approval take? ›

Plan ahead for the PRA process

The approval process often takes between 6-9 months; get your information organized early.

How does the Paperwork Reduction Act work? ›

The PRA is a law, and compliance is mandatory. Collecting information without clearance can open your work, including decisions made based on the data to legal challenge. If uncleared collections or changes are discovered, OIRA may insist that the collections are stopped.

What is the comment period for the Paperwork Reduction Act? ›

By law, this process in most cases includes at least three months of public comment. However, you don't need to extend your project timeline for PRA! You can start the 60-day comment period in the Federal Register and consider public comments while simultaneously developing the more detailed request for OMB review.

What is the fast track PRA process? ›

Generic clearance: Fast-track process

Fast-track requests generally don't have to undergo additional public comment, and are reviewed within five business days after submitting all materials. Many agencies have an approved fast-track generic clearance for customer satisfaction surveys.

What happens if you violate the Paperwork Reduction Act? ›

When OMB becomes aware of a violation of the Paperwork Reduction Act it is brought to the CIO's attention. If the violation is not resolved in a timely manner, the issue is raised in OMB's management chain and can result in official Departmental reprimands and may have budget implications.

What actions can the PRA take? ›

Statutory supervisory powers

For example, we can vary a PRA-authorised firm's permissions to undertake regulated activities or require a firm to undertake or stop an action. We can also approve (subject to conditions) an application for an individual to perform a senior (insurance) management function.

What is a supporting statement for Paperwork Reduction Act submission? ›

The Supporting Statement is a set of required questions that help provide a clear rationale for the why, what, how, and who of the information collection. All Supporting Statements have a Part A - a standard list of 18 questions - which shows compliance with the PRA requirements and other associated laws.

Did the Reduction Act pass? ›

The historic Inflation Reduction Act, passed by Senate Democrats and signed into law by President Biden one year ago, is already having a huge impact nationwide, cutting costs for families and seniors, creating jobs, and taking historic action to fight climate change.

What is the Paperwork Reduction Act 10 or more? ›

The Act generally provides that every federal agency must obtain approval from the Office of Management and Budget (OMB) before using identical questions to collect information from 10 or more persons.

What does PRA mean in agency? ›

The Philippine Reclamation Authority (PRA), formerly known as Public Estates Authority (PEA), is one of the Government's most active development agencies. It was created in 1977 by virtue of Presidential Decree No. 1084 (PD No. 1084) to serve primarily as the clearing house for all reclamation projects in the country.

What does fast track processing mean? ›

: a process or way of proceeding that produces a desired result quickly. The proposed law is on a fast track to/for approval. [=it is being given special treatment so that it will be approved quickly]

How long does OMB approval take? ›

The period for OIRA review is limited by Executive Order 12866 to 90 days. There is no minimum period for review. Under the Executive Order, the OMB Director may extend the review period on a one-time basis for no more than 30 days at the request of the rulemaking agency.

Can the PRA issue fines? ›

The Prudential Regulation Authority (PRA) has fined Citigroup Global Markets Limited (CGML) £33,880,000 for failings in its trading systems and controls during the relevant period of investigation, being between 1 April 2018 and 31 May 2022.

What requires a PRA review? ›

Needs PRA clearance:

Asking for information to be sent to the government, for example: Forms, such as the IRS 1040. Written reports, such as grantee performance reports. Surveys, such as customer satisfaction or behavioral surveys.

Who does the PRA Authorise? ›

The Prudential Regulation Authority regulates around 1,500 banks, building societies, credit unions, insurers and major investment firms.

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