Securities and Futures Act 2001 (2024)

This Compliance Toolkit aims to guide and facilitate licensed fund management companies and venture capital fund managers’ compliance with the various MAS approval and reporting requirements and timelines.

This consultation paper seeks feedback on the proposed transitional arrangements for existing Registered Fund Management Companies (“RFMCs”) that intend to continue operating fund management businesses following the repeal of the regulatory regime for RFMCs.

This Compliance Toolkit aims to provide guidance on: •Applications to be submitted for approval to MAS; and•Notifications and regulatory submissions to MAS.This Compliance Toolkit serves as a guide to capital market services licensees (other than fund managers and REIT managers), exempt financial institutions (e.g. banks and finance companies) and other exempt entities (e.g. exempt corporate finance advisers) on the various approval and reporting requirements and timelines under the SFA and its subsidiary instruments.

This information paper sets out MAS’ supervisory expectations of effective liquidity risk management (LRM) frameworks and practices and includes key findings from our thematic liquidity inspections and review of prospectuses, which focused on collective investment schemes (CIS) offered to retail investors.

This consultation paper sets out a proposed framework for Single Family Offices (“SFOs”) operating in Singapore, under which there will be qualifying criteria for class exemption from licensing under the Securities and Futures Act (“SFA”), as well as notification and annual reporting requirements.