Securities Industry Essentials SIE Study Materials (2024)

Available in Print | English or Spanish

This comprehensive textbook is the foundation of your qualification exam preparation. The text contains everything you need to know for the exam, broken down into easily digestible units. Kaplan’s team of experts builds the content with a focus on the most recent rules and regulations. Units contain key topics and terms, multiple graphics, exercises, quizzes, and discussion questions to help you learn faster and remember important information as you prepare for your exam.

Available Online and Download

The downloadable audio version of License Exam Manual helps reinforce your understanding of the content covered in your qualification exam while you are on a commute, at home, or in the gym. Through our professional readings of the License Exam Manual, you can acquire essential knowledge and maintain top-of-mind awareness while you prepare for all the major topics and concepts on your qualification exam.

Available Online and Download

Practice your test-taking skills, drill into specific topics, and test your knowledge with exam-focused questions. This interactive QBank is updated on a regular basis and allows you to build personalized exams based on length and topic of your choice. It features unlimited exam attempts that are randomly generated. The QBank also gives you the ability to:

• Practice your exam-taking technique while learning more about key topics.
• Complete the exams online or download and print them out.
• Review your performance on previously taken exams.
• Track time spent on a question and/or exam.
• Find in-depth rationales for each question and locate where you can learn more.
• Build simulated exams to provide a comprehensive test review of all material.

Available Online

The Practice Exam is designed to closely replicate the true exam experience in terms of the degree of difficulty, timing, format, and topical coverage. This exam can be taken only once and provides unique practice questions that you haven’t seen at this point in your studies. The Practice Exam is a sound indicator of how you will perform on your actual qualification exam. It allows you to see areas of strength and weakness on your Performance Tracker without answers and rationales for every question. The Mastery Exam is similar to the Practice Exam and provides an additional simulated exam with unique questions. You will receive both in this exam package.

Available in Print| English or Spanish

Maximize your study time and refresh your memory with our QuickSheet. This study tool helps you prepare on-the-go with a quick review of the "must-know" key definitions and concepts on your qualification exam. QuickSheets are a handy way to study critical exam material without having to page through an entire textbook.

Available Online

Frequent coverage of securities terms and concepts is essential for success on your qualification exam. This efficient, effective online study tool is exam-specific and digital for a quick self-quiz anywhere. Test your knowledge on fundamental securities terms and prepare for the exam with hundreds of review terms.