You might need to get a certification from a regulatory authority before you start working. Find out if this occupation is regulated and contact the regulatory authority to learn about the certification process.
Alberta
Job title Securities Agent, Investment Dealers And Brokers
Regulated
Regulatory body: Alberta Securities Commission (ASC)
British Columbia
Job title Investment Fund Manager
Regulated
Regulatory body: British Columbia Securities Commission
Job title Securities Advisor
Regulated
Regulatory body: British Columbia Securities Commission
Job title Securities Associate
Regulated
Regulatory body: British Columbia Securities Commission
Job title Securities Dealer
Regulated
Regulatory body: British Columbia Securities Commission
Job title Security Underwriter
Regulated
Regulatory body: BC Securities Commission
Manitoba
Job title Securities Occupations
Regulated
Regulatory body: Manitoba Securities Commission -Securities Division
Job title Futures Commission Merchant
Regulated
Regulatory body: Manitoba Securities Commission
Job title Commodities Merchant
Regulated
Regulatory body: Manitoba Securities Commission
Job title Mutual Fund Dealer
Regulated
Regulatory body: Manitoba Securities Commission
Job title Investment Dealer
Regulated
Regulatory body: Manitoba Securities Commission
Job title Adviser (commodities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Floor Broker
Regulated
Regulatory body: Manitoba Securities Commission
Job title Floor Broker (commodities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Scholarship Plan Dealer
Regulated
Regulatory body: Manitoba Securities Commission
Job title Sales Person (commodities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Specific Securities Dealer
Regulated
Regulatory body: Manitoba Securities Commission
Job title Ultimate Designated Person (securities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Associate Advising Representative (securities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Advising Representative (Securities)
Regulated
Regulatory body: Commission des valeurs mobilières du Manitoba
Job title Chief Compliance Officer (securities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Advising Representative (securities)
Regulated
Regulatory body: Manitoba Securities Commission
Job title Advisor (commodities)
Regulated
Regulatory body: Commission des valeurs mobilières du Manitoba
Job title Dealing Representative (securities)
Regulated
Regulatory body: Manitoba Securities Commission
Northwest Territories
Job title Securities Agent
Regulated
Job title Investment Dealer And Broker
Regulated
Nova Scotia
Job title Securities Agents
Regulated
Regulatory body: Nova Scotia Securities Commission
Nunavut
Job title Security Agents, Investments Dealers And Brokers
Regulated
Regulatory body: Office of the Superintendent of Insurance of Nunavut (available in French only)
Ontario
Job title Securities Agent
Regulated
Regulatory body: Ontario Securities Commission
Job title Brokers
Regulated
Regulatory body: Ontario Securities Commission
Job title Investment Dealer
Regulated
Regulatory body: Ontario Securities Commission
Prince Edward Island
Job title Securities Agents
Regulated
Job title Investment Dealers And Brokers
Regulated
Québec
Job title Investment Dealer And Broker
Regulated
Regulatory body: Autorité des marchés financiers du Québec
Job title Securities Agent
Regulated
Regulatory body: Autorité des marchés financiers du Québec
Saskatchewan
Job title Securities Advisor
Regulated
Regulatory body: Financial and Consumer Affairs Authority of Saskatchewan
Job title Salesperson (mutual Funds)
Regulated
Regulatory body: Financial and Consumer Affairs Authority of Saskatchewan
Job title Salesperson (investment)
Regulated
Regulatory body: Financial and Consumer Affairs Authority of Saskatchewan
Job title Salesperson (scholarship Plan)
Regulated
Regulatory body: Financial and Consumer Affairs Authority of Saskatchewan
Job title Securities Agent/Investment Dealer And Broker
Regulated
Regulatory body: Financial and Consumer Affairs Authority of Saskatchewan
Yukon
Job title Securities Agents
Regulated
Regulatory body: Office of the Yukon Superintendent of Securities
Job title Investment Dealers And Brokers
Regulated
Regulatory body: Office of the Yukon Superintendent of Securities