Verify Investor, Inc. on LinkedIn: Review of the 2023 SEC Staff Report on “Accredited Investor” Definition |… (2024)

In August 2023, the U.S. Securities and Exchange Commission introduced new / enhanced regulation for private fund advisers. 📣*Existing funds in operation as of the compliance date with pre-existing written agreements will retain legacy status per current rules. Other vehicles will be affected.*Here are the key takeaways: 🗝️🔹No preferential treatment:Fund advisers not allowed to treat certain LPs preferentially unless this is disclosed.🔹Transparency and investor protection:Private fund advisers registered with the SEC must provide investors with quarterly statements and annual audited financial statements. Adviser-led secondary transactions require a fairness or valuation opinion.🔹Restriction on activities:Fund advisers must disclose / obtain investor consent to perform activities judged contrary to public + investor interest. Also no recharge of investigation costs for violations of Investment Advisers Act.Read the full press release over here: ⬇️https://hubs.li/Q028j_pR0Enhance your quarterly investor reporting with our cutting-edge software! 💪It automates performance reports, returns calculations, and simplifies document sharing with LPs. ⚡Find out more over here: https://hubs.li/Q028jY8j0 #InvestorReporting #FinTech #SEC #Atominvest #Regulation #PrivateFunds

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Insights+ subscribers, don’t miss your chance to get an executive summary, and uncover key findings of Preqin’s 2023 Private Capital Fund Terms Advisor Report brought to you by our resident experts RJ Joshua, CFA and Grant Murgatroyd. In this webinar, open exclusively to our Insights+ subscribers, we will deep dive into the world of private capital fund terms, exploring current trends in management fees, changes in performance fees, fund formation and governance costs as well as the use of SMAs. Whether you are a GP, LP, advisor, or service provider, attending the webinar will help you gain a competitive advantage in the current challenging environment. Register for free now: https://okt.to/BP9Mip#funds #fundmanagers #alternativeassets #alternatives

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SEC doubles down on fund names rule: "Growth", "Value", "ESG" better watch out - “As the fund industry has developed over the last two decades, gaps in the current Names Rule may undermine investor protection. Today’s final rules will help ensure that a fund’s portfolio aligns with a fund’s name. Such truth in advertising promotes fund integrity on behalf of fund investors.” The Securitieshttps://lnkd.in/eSEyxJGh

Why choose Cambridge Investment Research, Inc. and Duncan Advisor Resources? 🤔Let us give you a few reasons:• Access to one of the broadest product footprints in the industry – and no proprietary products ✔️• We view your client accounts as truly belonging to you ✔️• Multiple brokerage clearing firms including Fidelity Institutional and Pershing ✔️• Succession and acquisition expertise and in-house financial lending ✔️• Our common-sense approach to compliance ✔️If you feel like this list is speaking to you – schedule a meeting with us to learn more about how we can help you build a better tomorrow. https://hubs.la/Q024ZxpD0#financialplannner #financialadvisor #brokerdealer #independentfinancialadvisor

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Do alternative investments have you scratching your head on how to fulfill your Continuous Oversight obligations? Particularly those tricky private placement investments?Give us a call! We have a solution and it's easier than you think!Get a quarterly due diligence review, done by an actual third-party due diligence firm. We know stuff. We've seen stuff. We know how to make it easy to understand.Don't just get the quarterly update from the sponsor/manager telling you how great things are! Get a review based on research, analysis, and expertise in alternative investments.Background checks, asset verification, tracking of cash flows, financial performance, potential style drift, and much more!Get a customized review, tailored to cover the specific offering.#alternativeinvestments#duediligence#continuousoversight#fiduciaryduty#RIA#brokerdealer#ongoingduediligence#privateplacements#investmentresearch

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The SEC has issued new rules regarding private funds. The immediate impact on your fund and Asset Management firm: more disclosure, and a better capital and liquidity management process. This requires more and cleaner data and a risk and data management process that reflects these new rules. Are you enabled? Let’s review and discuss the proper solutions. FINANCIAL FABRIC #datahub #ARBSTRATEGIES#datamanagement #regtech #risktech #assetmangement #liquiditymanagement #privatefunds

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Are you wondering about the hurdles that #institutionalinvestors are facing with the latest SEC private fund regulations? Look no further than the latest blog post from Vidrio Financial! We have examined the increasing compliance costs and reporting requirements and will provide insights on how technology can help reduce the strain on navigating #privatefund investments . Check out our blog for this valuable intelligence!https://hubs.li/Q024d5jK0

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We are executing our strategy.With almost £500m of asset management fees (last twelve months), we have the financial firepower and ability to take-long term decisions with confidence.We have multiple levers for exciting future growth.Find out more in our half-year results & presentation, published today: https://lnkd.in/e_ZCaeySCapital at risk. Past performance is not a reliable indicator of future returns.#PrivateMarkets #PrivateCapital #Alternatives

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How to use REG A+ to raise capital? Who are the experts needed for a successful raise? How to prepare and file REG A+ with the SEC? Read the article for details and contact us today to begin your REG A+ offering. #capitalraising #capitalmarkets #crowdfundingcampaign #equityfunding #smallbusiness

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Come stop by the EDGE stage from 8-9 at Wealth Management EDGE or join virtually via the link in the comments. CE approved!Timothy Kramer, Devon Drew, CIMA®, CRPC, Tyrone Ross Jr. and I are getting ready to dive into the next era investments that will attract the next generation of investors.Next gen investors are driving demand for digital assets and access to commodities like electricity. It is incumbent on financial advisors to meet investors where they are to deliver on the experience they are looking for.#imvestmentmanagement #wealthmanagement #RIAedge #financialadvisor #finance #investing

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